Compliance Officers

Typical job duties performed with this occupation include:

TASK DUTIES
Warn violators of infractions or penalties.
Evaluate applications, records, or documents to gather information about eligibility or liability issues.
Advise licensees or other individuals or groups concerning licensing, permit, or passport regulations.
Prepare reports of activities, evaluations, recommendations, or decisions.
Report law or regulation violations to appropriate boards or agencies.
Confer with or interview officials, technical or professional specialists, or applicants to obtain information or to clarify facts relevant to licensing decisions.
Issue licenses to individuals meeting standards.
Collect fees for licenses.
Administer oral, written, road, or flight tests to license applicants.
Visit establishments to verify that valid licenses or permits are displayed and that licensing standards are being upheld.
Score tests and observe equipment operation and control to rate ability of applicants.
Prepare correspondence to inform concerned parties of licensing decisions or appeals processes.
Identify compliance issues that require follow-up or investigation.
Keep informed regarding pending industry changes, trends, or best practices.
Provide assistance to internal or external auditors in compliance reviews.
Verify that all firm and regulatory policies and procedures have been documented, implemented, and communicated.
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*Note: Not all occupations will have a full list of Task Duties or associated programs

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Training for this occupational program or those in a similar family of programs can be located at the following postsecondary institutions in the State of Kansas. Please check with a program advisor at the postsecondary institution for more information on the particular focus of each program listed. Programs nearest the local area appear first. Click on the program to find more information.

INSTITUTION NAME	CITY	INSTITUTION TYPE	PROGRAM TITLE	AWARDS	HOURS

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